Terms of Engagement
If incomplete or limited financial information has been provided:
- Your adviser will not be able to undertake a full analysis of your individual goals, financial situation and particular needs.
- There is the possibility that any recommendation given to you may not be fully appropriate to your individual goals and needs, especially those that you have not disclosed.
- You must carefully assess whether the recommendations are appropriate for your individual goals, financial situation and particular needs before acting on them.
I/We confirm I/we have been given a copy of the Financial Services Guide (FSG) Version no. 2
In particular, my/our attention has been drawn to:
I/We have read the privacy statement in this document. I /We agree to my personal information being collected and used (including shared with related companies of DJA Capital Pty Ltd) in accordance with the DJA Capital Pty Ltd Privacy Policy Statement.
Also:
- The information in this document is an accurate and complete record of the information.
- I/We have read and understood the warnings above.
- I/We authorise DJA Capital Pty Ltd and my adviser to collect, use and retain my/our tax file number for financial planning purposes, including arranging for the issue and administration of my/our financial products
Pease specify the agreed plan preparation fee below:
I/We agree to pay my/our financial adviser a plan preparation fee of $ 1,925 including GST.
Client Declaration
This Financial Needs Analyser was completed with information gathered during my/our meeting and from subsequent conversations.
Client 1 Signature
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Client 1 Signature
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Date Acknowledged
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Date Acknowledged
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Adviser Declaration
I declare that:
- The information contained in this Financial Needs Analyser is an accurate and complete record of the information provided by the client(s).
- The client(s) was / were given a copy of the Financial Services Guide before any investment advisory service was provided.
- The preparation of the Statement of Advice will be based on the information and any other documented correspondence entered into.
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Adviser Signature
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Date Acknowledged
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